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Regulation

Modernising the redress system: A significant opportunity for reform

Regulation

Modernising the redress system: A significant opportunity for reform

‘Genuine and significant opportunity to rethink the way that complaints are resolved’

clock 19 February 2025 • 5 min read
Navigating FCA supervisory visits: Insights on Consumer Duty compliance

Regulation

Navigating FCA supervisory visits: Insights on Consumer Duty compliance

Preparation is key: Lessons from Curve’s experience

clock 17 February 2025 • 4 min read
Hampshire IFA charged by FCA over £2.3m fraud

Regulation

Hampshire IFA charged by FCA over £2.3m fraud

Lisa Campbell charged with multiple criminal offences

clock 13 February 2025 • 1 min read
FCA's targeted support risks infringing on advice - PIMFA

Regulation

FCA's targeted support risks infringing on advice - PIMFA

Targeted support must not step on financial advice’s toes, trade body warns

clock 13 February 2025 • 5 min read
Five vulnerability questions advisers must ask themselves

Regulation

Five vulnerability questions advisers must ask themselves

'Identification. Action. Reporting – don't delay'

clock 12 February 2025 • 5 min read
MPs press FCA and FOS for answers on ombudsman CEO's 'sudden' departure

Regulation

MPs press FCA and FOS for answers on ombudsman CEO's 'sudden' departure

Treasury Committee written to chairs of FCA and FOS about Abby Thomas’ exit

clock 11 February 2025 • 2 min read
FCA 'agnostic' on advice industry consolidation benefits

Regulation

FCA 'agnostic' on advice industry consolidation benefits

Regulator unsure on consolidation outcome but will continue engagement with firms

clock 06 February 2025 • 1 min read
What to expect from the FCA on financial crime in 2025

Regulation

What to expect from the FCA on financial crime in 2025

Financial crime remains at the forefront of the FCA's agenda

clock 04 February 2025 • 5 min read
FCA to cut corporate bonds red tape to drive greater retail investor and wealth manager access

Investment

FCA to cut corporate bonds red tape to drive greater retail investor and wealth manager access

Move intended to boost UK growth

clock 31 January 2025 • 2 min read
FCA must be 'more ambitious' on redress modernisation plans - PIMFA

Regulation

FCA must be 'more ambitious' on redress modernisation plans - PIMFA

Watchdog should reconsider role of FOS and consolidate CMC regulation

clock 30 January 2025 • 3 min read
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