Regulation

Regulation

£1.3bn fraud claim filed against HSBC UK Bank for 'sham' film investment scheme

'Catastrophic for unwitting investors'

clock 22 June 2020 • 1 min read

Regulation

FCA names London Stock Exchange's Nikhil Rathi as new chief executive

Replaces interim Woolard

clock 22 June 2020 • 2 min read

Your profession

Clive Goldthorpe: Soaring PI insurance costs are the most effective way to clamp down on DB transfers

Many claims set to land with insurers

clock 17 June 2020 • 3 min read

Regulation

Advisers can defer CPD this year in 'exceptional circumstances' - FCA

Defer to 2021/2022

clock 28 May 2020 • 2 min read

Investment General

Half of advisers unaware of upcoming ESG regulatory requirements

184 advisers surveyed

clock 04 May 2020 • 3 min read

Regulation

Chris Davies: Covid-19, amendments to SM&CR and firms' responsibilities

Responsibilities

clock 24 April 2020 • 3 min read

Regulation

Neil MacGillivray: The Budget's good news on gains

Top-slicing

clock 16 April 2020 • 3 min read

Regulation

James Chapman: Advisers' most frequently asked Covid-19 questions answered

GABRIEL and furloughing

clock 14 April 2020 • 4 min read

Regulation

FCA delays pension transfer specialist qualification rules to October 2021

Delayed by 12 months

clock 07 April 2020 • 2 min read

Regulation

FCA relaxing 10% depreciation rule: The view from the platform's side

On hearing the news the FCA has relaxed the regulations around the 10% drop notification rule until 1 October, Ray Tubman assesses what this really means for platforms and financial advisers...

clock 03 April 2020 • 4 min read