Regulation

Regulation

FCA authorisation fees set to rocket 70% in planned restructure

Consultation paper

clock 19 November 2020 • 1 min read

Regulation

Advice firm Greystone under fire for multiple unregulated investment advice recommendations

Must compensate

clock 18 November 2020 • 3 min read

Regulation

FCA takes court action over failed £50m care home UCIS

Investors lost £30m

clock 11 November 2020 • 2 min read

Regulation

FSCS declares more than 20 advice firms in default between May and October

DB transfer advisers included

clock 09 November 2020 • 2 min read

Pensions

SIPP complaints up 30% and more than half upheld in Q2 - FOS data

OPT complaints down

clock 09 November 2020 • 2 min read

Pensions

Dominic Chappell jailed for tax evasion after BHS purchase

Bought company for £1

clock 06 November 2020 • 1 min read

Regulation

Tom Ellis: MPs give us hope for FSCS levy progress but the FCA whisks it away

Nikhil Rathi grilled by MPs

clock 05 November 2020 • 4 min read

Regulation

FCA bans disgraced 'celebrity adviser' after sexual assault conviction

‘Adviser to the stars’

clock 05 November 2020 • 2 min read

Regulation

FCA chief: No immediate plans to reduce FSCS levy for advisers

There are no immediate plans to reduce the controversial Financial Services Compensation Scheme (FSCS) levy, according to the Financial Conduct Authority (FCA).

clock 04 November 2020 • 3 min read

Regulation

Libby Holding: Are impersonation scams an age-old problem or the new normal?

'Not a new problem'

clock 02 November 2020 • 4 min read