Regulation

Regulation

FCA chief: No immediate plans to reduce FSCS levy for advisers

There are no immediate plans to reduce the controversial Financial Services Compensation Scheme (FSCS) levy, according to the Financial Conduct Authority (FCA).

clock 04 November 2020 • 3 min read

Regulation

Libby Holding: Are impersonation scams an age-old problem or the new normal?

'Not a new problem'

clock 02 November 2020 • 4 min read

Regulation

HMRC weighs ISA ban on 'new' property fund investments

Response to FCA's planned 180-day notice period

clock 30 October 2020 • 2 min read

Regulation

SM&CR sparks just one enforcement action in nearly five years

FOI reveals

clock 27 October 2020 • 2 min read

Retirement

Insistent client DB transfer ends in FOS complaint against Chase de Vere

Transfer did not proceed

clock 21 October 2020 • 3 min read

Your profession

PA360 Digital: Covid-19 crisis highlights vulnerable client policy importance

Martin Lines outlines key issues

clock 20 October 2020 • 2 min read

Regulation

Mark Greenwood: Two months left to get fit (and proper)

Fit and proper deadline

clock 08 October 2020 • 4 min read

Technology

Chris Davies: Practical steps to curb cyber-security risk

An IT or regulatory challenge?

clock 07 October 2020 • 4 min read

Regulation

FCA bans sale of crypto-derivatives to retail investors

Ban to save consumers £53m per year

clock 06 October 2020 • 1 min read

Regulation

PIMFA survey highlights soaring FSCS fees and adviser distrust in scheme

Levies up more than 100% in five years

clock 05 October 2020 • 3 min read