Regulation

Your profession

SJP complaints figures dwarf other large advice firms

Under 30 complaints for advice firms

clock 17 March 2020 • 1 min read

Regulation

Budget 2020: Govt to review UK funds regime

The government has launched a review into the UK funds regime in a bid to ensure the ongoing competitiveness and sustainability of the sector.

clock 11 March 2020 • 1 min read

Regulation

'Regulatory inhibition' stifling workplace pension advice

Industry experts weigh in

clock 05 March 2020 • 2 min read

Regulation

FCA's Megan Butler: Regulator faces 'struggle' to achieve diversity at senior levels

Women in Investment Festival

clock 04 March 2020 • 2 min read

Regulation

Keith Churchouse: Just when you thought you had a clear view

Life's rich tapestry

clock 28 February 2020 • 3 min read

Regulation

Gina Miller calls for Chancellor to review Andrew Bailey's appointment at BoE

'Regulatory failures' during FCA tenure

clock 25 February 2020 • 2 min read

Regulation

Absence of advisers on FCA register impacting adviser comparison sites

Criticism of FCA register post SMCR

clock 14 February 2020 • 3 min read

Companies

Failed Hull-based IFA firm receives 150 FSCS complaints

Unauthorised introducers

clock 13 February 2020 • 1 min read

Regulation

FCA names Sheldon Mills strategy and competition exec director

Filling Christopher Woodlard’s shoes

clock 13 February 2020 • 1 min read

Retirement

Coachloads of steelworkers to descend on Westminster for crunch DB transfer meeting

Three hours in front of regulators

clock 12 February 2020 • 3 min read