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Regulation

Regulation

Coalition including PIMFA and IA call for Online Safety Bill to cover paid-for internet ads

More than £2.3bn lost in a year to scams

clock 20 July 2021 • 2 min read

Regulation

FCA warns bosses on 'poor quality' ESG fund launch applications

Guiding principles also published

clock 19 July 2021 • 2 min read

Regulation

Advisers welcome cancelled suitability review

First suitability review came in 2017

clock 16 July 2021 • 4 min read

Regulation

FCA targets ratings and data providers in ESG focus; proposes TCFD disclosures from 2022

2021/22 Business Plan

clock 15 July 2021 • 1 min read

Regulation

FCA to review scope and coverage of FSCS compensation

Consumer investments strategy

clock 15 July 2021 • 3 min read

Regulation

FCA bans convicted fraudster from regulated activities

'Lacks honesty and integrity'

clock 14 July 2021 • 1 min read

Regulation

FCA, PRA and BoE join forces to tackle regulated firms' lack of diversity

Pilot survey will launch in autumn

clock 07 July 2021 • 2 min read

Regulation

FCA could intervene after damning review of fund value assessments

AoV study reveals widespread failures from fund managers

clock 06 July 2021 • 3 min read

Regulation

Gareth Johnson: Turbulence ahead for seconded AR discretionary IM staff

Forewarned is forearmed

clock 02 July 2021 • 5 min read

Regulation

FCA cuts planned fee hike for principal firms

Policy statement

clock 01 July 2021 • 2 min read
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