Regulation

Regulation

Steven Levin: Now is the time to scrap the 10% rule

Currently suspended

clock 02 June 2021 • 4 min read

Your profession

Legacy Caerus SIPP complaint sees Quilter compensate client

Missed out on investment gains

clock 27 May 2021 • 4 min read

Your profession

Guaranteed returns and 26 complaints: A cold calling campaign that saw £870k in poorly transferred pensions

Cold calls and home visits

clock 26 May 2021 • 5 min read

Regulation

FOS complaints data: SIPP gripes top 3,000 with 56% upheld

Complaints data for 2020/21

clock 26 May 2021 • 3 min read

Regulation

FOS upholds poor pension communication complaint against Aviva

Investor was in poor health

clock 24 May 2021 • 2 min read

Regulation

Karl Dines: 10 years since FG11/5 and its applications now

Time just marches on

clock 20 May 2021 • 4 min read

Regulation

FCA consumer duty rules: Regulation overkill fears dampen adviser enthusiasm

But improvements to consumer service broadly welcomed

clock 20 May 2021 • 3 min read

Regulation

FCA upskills thousands of employees with compulsory cybercrime training

Compulsory training courses

clock 18 May 2021 • 2 min read

Regulation

TPR and FCA join forces to improve pension saving outcomes

'Seismic shift'

clock 18 May 2021 • 3 min read

Regulation

Automatic red flags to give trustees greater power to halt pension transfers

Pension transfers will be red-flagged and blocked if savers have been approached via social media under stronger anti-scam plans set out by the government on Friday.

clock 14 May 2021 • 4 min read