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Regulation

SPP flags range of issues with FCA transfer advice redress consultation

Pensions

SPP flags range of issues with FCA transfer advice redress consultation

Society highlights series of problems it foresees with regulator’s plans

clock 27 September 2022 • 2 min read
Mini Budget 22: Government to 'scrap' Solvency II to boost investment

Regulation

Mini Budget 22: Government to 'scrap' Solvency II to boost investment

Chancellor says replacing EU law with rules ‘tailor made for the UK’ will free up billions

clock 23 September 2022 • 1 min read
FOS complaints figures near 73,000 in first half of 2022

Regulation

FOS complaints figures near 73,000 in first half of 2022

H1 complaints data showed uphold rate of 37% in consumers’ favour

clock 22 September 2022 • 1 min read
Why Consumer Duty points to the emotional value of advice

Regulation

Why Consumer Duty points to the emotional value of advice

'The emotional value of advice may be imperative and transformational'

clock 21 September 2022 • 5 min read
FCA to impose £50m fine on Link Fund Solutions over Woodford failings

Regulation

FCA to impose £50m fine on Link Fund Solutions over Woodford failings

In addition to £306m redress linked to the collapse of Neil Woodford's venture

clock 21 September 2022 • 2 min read
Commissioner quashes spurned firm's complaint about FCA

Regulation

Commissioner quashes spurned firm's complaint about FCA

FCA accused of ‘witch hunt’ of small firms in the DB transfer market

clock 16 September 2022 • 3 min read
Mini budget for tax cuts and energy plans expected next week

Regulation

Mini budget for tax cuts and energy plans expected next week

Statement due four days after the end of the national mourning period

clock 16 September 2022 • 1 min read
FCA 'likely' to seek £306m redress from Link Fund Solutions over Woodford mismanagement

Regulation

FCA 'likely' to seek £306m redress from Link Fund Solutions over Woodford mismanagement

‘Failings in managing liquidity’

clock 13 September 2022 • 1 min read
There 'could be a case' for a FCA/TPR merger

Regulation

There 'could be a case' for a FCA/TPR merger

Truss may change up the City’s regulation

clock 05 September 2022 • 2 min read
FCA: Debt management a 'promising domain' for robo-advice

Regulation

FCA: Debt management a 'promising domain' for robo-advice

'Improved borrower repayment decisions'

clock 30 August 2022 • 3 min read
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