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Regulation

Investment

Fraudsters behind £50m Arck investment scam sentenced to 12 years

Two firm directors who lost investors £50m in a scheme the Serious Fraud Office (SFO) branded "an elaborate scam" have been sentenced to a total of 12 years in prison.

clock 09 October 2015 •

Your profession

'Why work with Jeremy Kyle's cast offs?' Advisers' ugly truth on the advice gap

Advisers voice their uncensored views on the advice gap

clock 09 October 2015 •

Your profession

Technology at heart of 'affordable advice', adviser poll reveals

Technology 'extremely important' to 51% of advisers

clock 07 October 2015 •

Regulation

FCA under fire for lack of mandatory PII policy wording

DB transfers are PII 'hot potato'

clock 07 October 2015 •

Investment

Fidelity, Aberdeen and Invesco could join IA exodus

Could follow M&G and Schroders

clock 06 October 2015 •

Regulation

FCA ramps up rules backing whistleblowers

New protections

clock 06 October 2015 •

Retirement

SIPP liability case dismissed by Pension Ombudsman

The Pension Ombudsman Service (POS) has dismissed a complaint against self-invested personal pension (SIPP) provider Berkley Burke, ruling it was not the firm's responsibility to carry out detailed due diligence on unregulated investments.

clock 02 October 2015 •

Regulation

Walk the line: Where does guidance stop and advice start?

Jenna Towler talks to BlackRock’s Tony Stenning and Paul Bucksey

clock 01 October 2015 •

Regulation

FCA crackdown exposes SIPP industry's 'dirty little secret'

Self-invested personal pensions (SIPP) have failed to properly disclose retained interest charges linked to cash accounts and now face stricter regulatory rules.

clock 01 October 2015 •

Regulation

'Second line of defence' exemption for £10k pension pots

Providers will not have to apply the ‘second line of defence' risk warning procedure to pension pots worth £10,000 or under, the Financial Conduct Authority (FCA) has said.

clock 01 October 2015 •
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