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Regulation

FCA restrictions placed on Raymond James Investment Services

Regulation

FCA restrictions placed on Raymond James Investment Services

FCA restrictions imposed from 16 August

clock 29 August 2023 • 1 min read
How the FCA is lagging behind on crypto regulation

Regulation

How the FCA is lagging behind on crypto regulation

FCA estimates 5 million people in the UK hold cryptocurrency

clock 21 August 2023 • 3 min read
FSCS declares British Steel-linked advice firm in default

Regulation

FSCS declares British Steel-linked advice firm in default

The Financial Planning Practice officially failed on 11 August

clock 14 August 2023 • 1 min read
FSCS expects to pay out claims against collapsed WealthTek

Regulation

FSCS expects to pay out claims against collapsed WealthTek

FSCS expects to cover WealthTek losses in next few weeks

clock 02 August 2023 • 1 min read
The FOS is not perfect, but the alternatives are definitely worse

Regulation

The FOS is not perfect, but the alternatives are definitely worse

‘Peace of mind comes with a safety net, no matter how imperfect’

clock 05 July 2023 • 4 min read
Adviser who racked up £2m in British Steel DB transfer fees banned

Regulation

Adviser who racked up £2m in British Steel DB transfer fees banned

Carried out hundreds of transfers from BSPS in four months in 2017

clock 28 June 2023 • 1 min read
Regulator wraps up 30 British Steel advice firm investigations

Regulation

Regulator wraps up 30 British Steel advice firm investigations

Majority of investigated firms await final decision notices

clock 27 June 2023 • 2 min read
FCA restricts ten principal firms after toughening AR rules

Regulation

FCA restricts ten principal firms after toughening AR rules

Written to more than 3,000 principals about their obligations

clock 16 June 2023 • 1 min read
FCA grills advisers on decumulation with 87-question survey

Regulation

FCA grills advisers on decumulation with 87-question survey

Part of thematic review into retirement income advice

clock 13 June 2023 • 2 min read
Cash balances — is it time to increase the guarantees?

Pensions

Cash balances — is it time to increase the guarantees?

Depositors and investors look to cash as a safe harbour

clock 12 June 2023 • 4 min read
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