professionaladviser_logo

FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS

pin Sign in Join
pin
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
logo
  • logo

    Search Professional Adviser

  • News
  • More

    Choose from below

    • Features
    • Opinion
    • Editor's View
    • People Moves
    • Market Movers
    • Feel Good Friday
    • Professional Adviser TV
  • Your Business
    • Recruitment
    • Platforms
    • MPS
    • Education
    • Technology
    • Paraplanning
    • Diversity
    • Succession planning
  • Your Profession
    • Pensions
    • Investment
    • Regulation
    • ESG
    • Protection
    • Estate planning
    • Tax planning
    • Retirement
  • Consumer Duty
  • Events
  • About

    Authors

    • Jen Frost
    • Jenna Brown
    • Sahar Nazir
    • Isabel Baxter

    Featured Content

    • Cost of Living
    • Partner Insight
    • InvestmentIQ
    • Equities Hub - in association with Capital Group
    • Multi-asset content hub

    Sister publications

    • BusinessGreen
    • COVER
    • Investment Week
    • Professional Pensions

    Incisive Media

    • Our company
    • Careers
  • Searchlogo

    Search Professional Adviser

    x
Join Sign in
 
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
    • Sign in

Regulation

FCA bans incompetent IFA Simon Hughes over British Steel advice

Regulation

FCA bans incompetent IFA Simon Hughes over British Steel advice

Hughes to pay FSCS £158,000 but lifeboat fund paid out £8.4m to clients

clock 03 October 2023 • 2 min read
Financial services pressure grows with ESG rules main culprit

Regulation

Financial services pressure grows with ESG rules main culprit

‘No let-up in regulatory intensity facing industry’

clock 27 September 2023 • 2 min read
FCA cancels advice firm's permissions over £11,000 unpaid fees

Regulation

FCA cancels advice firm's permissions over £11,000 unpaid fees

Failed to do business in a 'sound and prudent' manner

clock 21 September 2023 • 1 min read
FCA sounds warning bell to protection providers over poor practises

Protection

FCA sounds warning bell to protection providers over poor practises

Latest ‘Dear CEO’ letter lays out regulatory concerns

clock 20 September 2023 • 4 min read
EU review of SFDR welcomed despite potential future 'frustration'

Regulation

EU review of SFDR welcomed despite potential future 'frustration'

Industry-wide review of SFDR undertaken

clock 18 September 2023 • 3 min read
London Capital & Finance creditors could get back just 10%

Regulation

London Capital & Finance creditors could get back just 10%

Update from administrator Evelyn Partners paints worrying picture

clock 12 September 2023 • 1 min read
FCA unveils enhanced screening checks for financial adverts

Regulation

FCA unveils enhanced screening checks for financial adverts

Approvals for unregulated firms will be required

clock 12 September 2023 • 2 min read
Advisers face more FCA scrutiny on 'suspicious' DB transfers

Regulation

Advisers face more FCA scrutiny on 'suspicious' DB transfers

Advisers 'need to be aware' that FCA is keen to collect data

clock 30 August 2023 • 2 min read
FCA restrictions placed on Raymond James Investment Services

Regulation

FCA restrictions placed on Raymond James Investment Services

FCA restrictions imposed from 16 August

clock 29 August 2023 • 1 min read
How the FCA is lagging behind on crypto regulation

Regulation

How the FCA is lagging behind on crypto regulation

FCA estimates 5 million people in the UK hold cryptocurrency

clock 21 August 2023 • 3 min read
192021
  • Contact Us
  • Marketing Solutions
  • About Incisive Media
  • Privacy Settings
  • Careers
  • Terms & Conditions
  • Policies
FOLLOW US
Incisive Media

© Incisive Business Media Limited, Published by Incisive Business Media Limited, New London House, 172 Drury Lane, London WC2B 5QR. Registered in England and Wales with company registration number 09178013. Part of Arc network, www.arc-network.com

DIGITAL PUBLISHER OF THE YEAR
right wallpaper ad
Loading.gif?category=regulation&page type=listing page