Regulation

Regulation

FCA moves to ban former Barclays Wealth director for 'reckless' misconduct

He misled the firm's board

clock 14 September 2016 • 3 min read

Regulation

FCA mulls standalone equity release qualification

Wants to spur adviser interest

clock 14 September 2016 • 2 min read

Regulation

FCA backs away from fund charge cap in competition study - report

Paper due in Q4

clock 12 September 2016 • 1 min read

Retirement

Retirement and regulation: The summer's best bits

A summer recap

clock 08 September 2016 • 2 min read

Regulation

FCA to personalise guidance fact-finds for annuity resales

Annuities can be re-sold from April 2017

clock 07 September 2016 • 3 min read

Your profession

BoE bazooka, Cofunds sale and more - what did you miss over the summer?

Key announcements over the break

clock 06 September 2016 • 3 min read

Regulation

Industry fights for urgent changes to KIDs charging rules as PRIIPs redraft looms

Successful motion passed in EU last week

clock 05 September 2016 • 3 min read

Regulation

PRIIPs delay possible as EU Committee backs MEP complaints motion

Concerns over projection of future performance

clock 01 September 2016 • 2 min read

Regulation

Ombudsman data shows ISA misselling claims up 166%

Risk profiles not matching

clock 31 August 2016 • 2 min read

Pensions

Government mulls multiple use of pension advice allowance

£500 of pension savings tax-free to fund advice

clock 31 August 2016 • 4 min read