Regulation

Regulation

FOS sides with Barclays on compensation for mis-sold £52,000 investment

High risk investment sold

clock 01 September 2017 • 2 min read

Regulation

FSCS clarifies it will not protect customers of failed funeral plans

May help in some 'limited circumstances'

clock 31 August 2017 • 1 min read

Regulation

Advisers critical of plans to remove them from FCA register

Regulator 'shirking responsibility'

clock 30 August 2017 • 2 min read

Regulation

FCA calls on Schwarzenegger to tell claimants to 'do it now' in new PPI advert

Claims deadline set for 29 August 2019

clock 29 August 2017 • 1 min read

Regulation

FCA confirms number of advisers will fall off register

Due to changes under Senior Managers regime

clock 29 August 2017 • 2 min read

Regulation

Latest FCA intervention on SSAS signals 'creeping regulation'

Compliance costs could rise

clock 23 August 2017 • 3 min read

Regulation

SIPP complaints to FOS continue on upward swing

Up on 2016/17 quarterly average

clock 15 August 2017 • 1 min read

Regulation

FCA finds conflicts of interest in D2C platform 'best buy' lists

'No performance-related benefit'

clock 11 August 2017 • 3 min read

Regulation

Upper Tribunal upholds Charles Palmer ban and fine

For failings at Financial Ltd

clock 09 August 2017 • 2 min read

Regulation

FCA questions 45 advisers about ongoing charges disclosure

Follows May's suitability review

clock 08 August 2017 • 1 min read