FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS
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4,000 firms on 'Warning List'
October ‘Perspectives’ blog
Although Q2 lower than Q1
‘Time to seek advice’
Uphold rate remains around 50%
Makes up 43% of complaints
Under the rules of EMIR
Confirmed in latest board meeting
Steps already taken
Relating to benefit withdrawals
25 October 2017
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2 min read
