SM&CR more day-to-day work for advisers than MiFID II, warns Percival
Senior Managers & Certification Regime
Rory Percival: "In terms of the day-to-day, I would say the SM&CR will be more work than MiFID II for advice firms."
The Senior Managers & Certification Regime (SM&CR) is likely to create more day-to-day work for advice firms than MiFID II, Rory Percival has warned.
The former Financial Conduct Authority (FCA) technical specialist-turned consultant Percival (pictured) was discussing the key regulatory matters facing advisers over the coming year on the SimplyBiz Group...
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