Regulation

Regulation

Gina Miller plans to sue FCA over MiFID II leniency on fund groups

Creating 'anti-competitive market'

clock 15 January 2018 • 1 min read

Retirement

Defined benefit white paper delayed to spring

No definitive date

clock 15 January 2018 • 1 min read

Regulation

Warnings of 'serious investor detriment' as PRIIPs comes into force

'Misleading' KIDs

clock 15 January 2018 • 5 min read

Regulation

FCA to collect data from all advice firms with DB transfer permissions

45 more firms asked for information

clock 12 January 2018 • 2 min read

Your profession

Beware MiFID II-based LEI conflicts and inconsistencies, warns adviser

'Legal Entity Identifiers'

clock 10 January 2018 • 2 min read

Regulation

GDPR and financial advice: Subject access requests

Ramifications for advice firms

clock 10 January 2018 • 7 min read

Technology

Consultant to launch 'chatbot' to aid adviser compliance

Launch set for February

clock 10 January 2018 • 2 min read

Regulation

FCA uncovers 'significant client risk' in retail CFD market

CFDs are complex, high-risk instruments

clock 10 January 2018 • 3 min read

Regulation

FCA fines and bans 'reckless' Libor rigger Danziger

Substantial fine for former RBS trader

clock 08 January 2018 • 3 min read

Your profession

SimplyBiz launches GDPR hub for advisers

GDPR into effect on 25 May

clock 08 January 2018 • 1 min read