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Regulation

Regulation

FCA chief Wheatley paid £610k in 2013-2014

Financial Conduct Authority (FCA) chief executive Martin Wheatley was paid a total of £610,000 in the year to 31 March, with a basic salary of £460,000, figures published today show.

clock 10 July 2014 • 1 min read

Regulation

Retired IFA battling generation-old complaint pushes MP on 'crazily unfair' long-stop

A retired IFA currently battling an Ombudsman payment protection insurance claim dating from the 1980s says the lack of a complaints long-stop for advisers is "crazily unfair" and is pushing his MP to intervene.

clock 03 July 2014 • 3 min read

Regulation

Adviser claims victory in FCA long-stop battle

A financial adviser has been permitted to include a complaints time bar in his client terms of business contracts, after the Financial Conduct Authority (FCA) conceded to his case.

clock 24 June 2014 •

Regulation

Zurich: FCA must investigate alternative long-stop ideas

Insurer Zurich welcomed the regulator's pledge to re-open the long-stop debate but suggested it should be looking at more options than just a 15-year liability period.

clock 28 May 2014 •

Regulation

FCA warns insurance intermediaries over conflicts of interest for small businesses

Conflicts of interest within insurance intermediaries dealing with small businesses are not being properly managed, a review by the Financial Conduct Authority (FCA) has found, in an echo of the concerns the regulator had about investment advisers that...

clock 27 May 2014 •

Regulation

FSCS' Mark Neale: Europe needs clear rules on consumer protection

Financial Services Compensation Scheme (FSCS) chief executive Mark Neale has warned UK levy payers could suffer if Europe does not come up with clear rules around consumer protection in the insurance space.

clock 27 May 2014 •

Regulation

Carney: Insurance execs to be held as accountable as senior bankers

Executives at insurance companies will be held as accountable as senior bankers for the conduct and viability of their companies, Bank of England (BoE) governor Mark Carney has announced.

clock 23 May 2014 •

Regulation

FCA uncovers flaws in payday loan adverts

The Financial Conduct Authority (FCA) has uncovered widespread shortcomings in consumer credit promotions, such as payday loan advertisements.

clock 16 May 2014 •

Regulation

Smoke and mirrors: Have firms done enough to comply with FCA inducement rules?

Have firms done enough to comply with FCA rules?

clock 07 May 2014 •

Regulation

Adviser masterclass: How to explain fees to clients

How to explain fees to clients

clock 14 April 2014 • 7 min read
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