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Regulation

Your profession

FSA urged to bin commission

The Financial Services Consumer Panel says a move by the FSA to end commission payments is the only way to avoid mis-selling scandals in the future.

clock 16 June 2007 •

Regulation

Uncertain times

Age discrimination legislation caused uncertainty when it was introduced late last year. Faith Dickson looks at the current situation and asks if things have become any clearer

clock 01 June 2007 •

Regulation

FSA u-turn puts advisers in difficult position

clock 01 May 2007 •

Your profession

The secret aspirations of a director general

Chris Cummings, director general of Aifa and Ami, greeted me in a shirt and jeans on Friday morning - apparently in preparation for the Aifa Christmas party - declaring: "I've actually dressed up today - usually I'm wearing very casual clothes!"

clock 19 December 2005 •

Mortgages

AMI appeals for industry input

The Association of Mortgage Intermediaries (Ami) has today launched its One Year On campaign, calling for input from brokers on their experiences.

clock 27 October 2005 •

Mortgages

Mortgage brokers are failing to provide IDDs, says FSA

Mortgage brokers are failing to comply with regulations concerning the provision of initial disclosure documents, according to a recent mystery shopping exercise.

clock 12 August 2005 •

Your profession

PS04/10: FSA confirms shift to 'appropriate' exams

Financial intermediaries will be required to select 'appropriate' exams from a list held by the Financial Services Skills Council, rather than the FSA, new rules on T&C confirm.

clock 02 April 2004 •

Mortgages

Reining in the extending regulation net

Some mortgage and insurance brokers have yet to realise that introduction of additional FSA regimes could change their business practices. So Geoffrey Clarkson , chief executive of IFA Professional Services , comments on the introduction of FSA regulation...

clock 22 May 2003 •
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