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Regulation

Regulation

Adviser masterclass: How to explain fees to clients

How to explain fees to clients

clock 14 April 2014 • 7 min read

Regulation

FCA wins Court of Appeal battle over land banking scheme

The Financial Conduct Authority (FCA) has won a Court of Appeal victory over a land banking scheme but said it is unlikely investors will get back all of their cash.

clock 14 April 2014 •

Regulation

Fraudsters target Axa Investment Managers

The Financial Conduct Authority (FCA) has issued a warning about fraudsters claiming to represent Axa Investment Managers UK.

clock 13 April 2014 •

Regulation

FCA inquirer Clifford Chance on regulator's s166 panel

Law firm Clifford Chance - which has been hired by the Financial Conduct Authority (FCA) to review its handling of the release of market-sensitive information to the press - is also a member of the regulator's panel of lawyers tasked with investigating...

clock 11 April 2014 •

TCF

Clifford Chance inquiry into FCA 'could cost up to £10m'

An independent inquiry into the Financial Conduct Authority's (FCA) release of information about its investigation into the fair treatment of long standing life company customers could cost up to £10m, according to a costs lawyer.

clock 09 April 2014 •

Regulation

Hargreaves Lansdown receives 3,000 investment complaints, FCA figures show

Hargreaves Lansdown Asset Management received almost 3,200 complaints in the second half of last year, figures published by the Financial Conduct Authority (FCA) show.

clock 09 April 2014 •

Regulation

Accredited bodies disappointed by FCA fee findings

The Institute of Financial Planning (IFP) and Personal Finance Society (PFS) have said they are disappointed by Financial Conduct Authority (FCA) findings suggesting advisory firms, wealth managers and private banks are failing to disclose their fees...

clock 08 April 2014 •

Regulation

FCA appoints law firm Clifford Chance to examine closed-book 'blunder'

Non-exec directors at the Financial Conduct Authority (FCA) have appointed Simon Davis, a partner at Clifford Chance, to conduct an independent inquiry into the handling of its announcement of a proposed investigation into the fair treatment of long standing...

clock 08 April 2014 •

Regulation

Not dancing yet: One adviser's caution over FCA long-stop promise

Adviser Alan Lakey urges caution on an FCA promise to examine the case for a complaints long-stop

clock 07 April 2014 • 3 min read

RDR

The cost of advice: Why are firms still failing to disclose it properly?

Why is the FCA continuing to find so many firms getting it wrong?

clock 07 April 2014 •
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