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Regulation

Regulation

Up to scratch? How networks are testing advisers' competence

Are advisers being forced to go above and beyond FCA requirements?

clock 14 November 2014 •

Regulation

Adviser interest in building online models wanes - survey

Advisers are less interested in developing online advice solutions for their clients than they were six months ago, research suggests.

clock 14 November 2014 •

Regulation

The FCA is a child of crisis, says chairman

The Financial Conduct Authority (FCA) was born in the aftermath of a crisis, so that is all it knows, but it has laid the groundwork for making markets work well again, its chairman John-Griffith Jones is expected to say in a speech on Thursday.

clock 13 November 2014 •

Regulation

Five banks hit with fines totalling £2bn over FX failings

The Financial Conduct Authority (FCA) and US authorities have hit five banks with fines totalling £2bn for failing to properly control their foreign exchange practices.

clock 12 November 2014 •

Regulation

Carney unveils new rules to prevent taxpayer bailouts of banks

New rules have been announced by the Financial Stability Board (FSB) that propose preventing large banks from being bailed out by the taxpayer.

clock 10 November 2014 •

Regulation

Revealed: Latest list of FSCS Keydata lead defendants

Professional Adviser has obtained the latest list of advice firms being pursued as lead defendants by the Financial Services Compensation Scheme (FSCS) in relation to Keydata sales.

clock 07 November 2014 •

Pensions

Codename Project Minerva: Sesame's past business review uncovered

Codename Project Minerva: Sesame's past business review uncovered

clock 07 November 2014 • 4 min read

Regulation

Another dozen advice firms declared in default by FSCS

A further 12 advice firms have been declared in default by the Financial Services Compensation Scheme (FSCS).

clock 07 November 2014 •

Regulation

Towry adopts FinaMetrica risk profiler

Wealth manager Towry has signed a deal with risk profiling software developer FinaMetrica, which will see the firm's risk tolerance software rolled out across Towry's financial planning and investment processes.

clock 07 November 2014 •

Regulation

Adviser compensation approaches £1bn mark

Compensation paid out by the Financial Services Compensation Scheme (FSCS) to customers of failed advice firms has so far totaled almost £1bn.

clock 07 November 2014 •
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