Regulation

Mark Lisle, compliance manager at Rowanmoor Pensions, calls for ‘realistic’ rules under a new government

An IFA is taking the FSA to task over the costs of regulation after calculating the percentage of his firm's hourly rate that goes to the FSA.

A Bank of New York Mellon subsidiary has been charged with fraud for misleading clients about investments tied to Bernard Madoff.

Sheriar Bradbury asks if advisers should be allowed to take clients with them when they switch firms

National IFA Positive Solutions is effectively increasing the charges it levies on some partners in an effort to offset rising regulatory costs and return to profit.

Gartmore has suspended high profile fund manager Guillaume Rambourg pending the outcome of an internal investigation in relation to trading breaches.

Reaction to the FSA's consultation paper CP10/8 on pure protection sales by retail investment firms has been positive.

There is much of interest in the FSA releases today (26 march). The debate about fund manager rebates will get louder and continue for a couple of months. For those of us who are also interested in protection, the paper 10/8 (Pure protection sales by...

The FSA has issued four questions for the protection industry as part of its Consulation Paper 10/8.

The FSA believes there is there is no consumer detriment in allowing advisers who operate under COBS rules to maintain their current commission based charging.