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Regulation

Regulation

SFO seeks 50% staff pay rise to match FSA

The head of the Serious Fraud Office (SFO) wants to raise salaries by 50% to put his staff on a par with those at the FSA, in a bid to stem a flow of departures and attract high-calibre recruits from private practice.

clock 25 May 2011 •

Regulation

Super-regulator launches second bonus review

The Financial Stability Board (FSB) has launched its second probe into bonus culture and invited financial service providers to submit their views.

clock 24 May 2011 •

Regulation

Insolvency Service will not pursue Keydata directors

The Insolvency Service has said there will be no proceedings taken against Stewart Ford and the other Keydata directors.

clock 20 May 2011 •

Regulation

Sants: PRA will be 'fundamentally different'

Hector Sants has said the Prudential Regulation Authority's approach towards banking supervision will fundamentally differ from past practices as he set out a more "intensive" blueprint based on forward looking judgements.

clock 19 May 2011 •

Regulation

Sants: Regulator should investigate bank failures

The Prudential Regulatory Authority - the new regulator taking over the supervision of big UK financial institutions in 2013 - should be charged with investigating bank failures and making its findings public, Hector Sants has said.

clock 19 May 2011 •

Regulation

FSA bans compliance officer for client asset failings

The FSA has fined the former compliance officer at a Forex brokerage £3,000 and banned him from holding a oversight function for failing to keep client seperate from the firm's.

clock 17 May 2011 •

Regulation

Lakey: Why the FSA's data proposals may lead to price control

The FSA may use the extra data it plans to collect from adviser firms to control the price of advice post-2012, Alan Lakey says.

clock 11 May 2011 •

Regulation

Where now for regulation?

Coming into power so soon after the financial crisis, regulation was high up the coalition government's agenda, and the Treasury wasted little time in setting the course for change.

clock 05 May 2011 •

Regulation

FSA takes illegal land banking firms to High Court

The FSA has launched High Court proceedings against land banking operations accused of scamming investors out of £45m.

clock 03 May 2011 •

Regulation

Blog: Why the network model is 'restricted'

Daniel Harrison, senior partner at True Potential, outlines why he believes pressures on networks are mounting ahead of RDR implementation…

clock 27 April 2011 •
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