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Regulation

TCF

FSA wants power to ban individuals during probes

The Financial Services Authority (FSA) wants the power to ban individuals while it is still investigating them for alleged wrongdoing.

clock 30 January 2013 •

Investment

Lawyers set to sue Yorkshire Bank for £23m over Arck money

A law firm is preparing to launch claims amounting to £23m against Yorkshire Bank for professional negligence related to money invested in Arck LLP.

clock 30 January 2013 •

Regulation

MF Global claimants in line for top-up compensation

Some MF Global claimants may be due a top-up compensation payment from the Financial Services Compensation Scheme (FSCS) following a High Court ruling.

clock 30 January 2013 •

Regulation

FSA: we will come down hard on firms after initial reviews

The Financial Services Authority (FSA) has said it will "come down hard" on those firms who continue to flout its rules after its first round of thematic reviews this year.

clock 30 January 2013 •

Regulation

FSCS to levy fund managers and investment advisers £31m

The Financial Services Compensation Scheme (FSCS) is levying firms in the fund management and investment intermediation sectors a total of £31m.

clock 29 January 2013 •

Regulation

FSCS sets aside extra millions for Keydata recoveries

The Financial Services Compensation Scheme (FSCS) is proposing to budget more than £7m for expenses related to recoveries in 2013/14, including from advisory businesses who recommended Keydata bonds.

clock 28 January 2013 •

Regulation

FSA under fire over swaps redress scheme

A Financial Services Authority (FSA) project to compensate thousands affected by the interest rate swaps mis-selling saga has been criticised for not having the victims' interests at heart.

clock 28 January 2013 •

RDR

FSA answers IFAs' top RDR questions

The Financial Services Authority (FSA) has answered 22 of advisers' key questions about the ongoing implementation and supervision of the Retail Distribution Review (RDR).

clock 25 January 2013 • 10 min read

Regulation

FSA fines and bans three for market abuses

The Financial Services Authority (FSA) has today published final notices fining and banning three individuals for engaging in market abuse.

clock 25 January 2013 •

Economics / Markets

FSA 'extends LIBOR probe to ICAP'

The Financial Services Authority (FSA) has extended its investigation into firms suspected of attempting to manipulate the London inter-bank offered rate (LIBOR) to interdealer broker ICAP, according to a report in the Financial Times (FT).

clock 24 January 2013 •
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