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Employee Benefits

FCA slaps restrictions on Hampshire adviser who failed to follow warning

Regulation

FCA slaps restrictions on Hampshire adviser who failed to follow warning

Lisa Campbell has not complied with restrictions imposed on her firm

clock 04 April 2023 • 1 min read
Inquiry to review defined benefit schemes opened by WPC

Regulation

Inquiry to review defined benefit schemes opened by WPC

Parliament says DB remains 'of critical importance'

clock 17 March 2023 • 1 min read
Cardiff firm The London Trading Company declared in default

Regulation

Cardiff firm The London Trading Company declared in default

FSCS communications show the firm also traded under two other names

clock 13 March 2023 • 1 min read
Defaqto adviser survey reveals best performing and most popular DFMs

Technology

Defaqto adviser survey reveals best performing and most popular DFMs

Study of advisers measured the performance of 14 categories of service

clock 07 March 2023 • 2 min read
FCA called to focus on guidance as it impacts more people

Regulation

FCA called to focus on guidance as it impacts more people

Responses to the regulator’s latest consultation paper are shared

clock 28 February 2023 • 2 min read
Advisers renounce idea for simplified 'core advice' service

Regulation

Advisers renounce idea for simplified 'core advice' service

Inability to earn higher fees and lack of capacity key adviser concerns

clock 28 February 2023 • 2 min read
Leeds advice firm with multiple names declared in default by the FSCS

Regulation

Leeds advice firm with multiple names declared in default by the FSCS

The in-default WGL Altrincham has traded under multiple names

clock 21 February 2023 • 1 min read
Advisers open door to asset managers to help with Consumer Duty

Technology

Advisers open door to asset managers to help with Consumer Duty

Consumer Duty is the area most advisers want more support with

clock 21 February 2023 • 1 min read
FCA outlines post-Brexit plans for UK asset management sector

Regulation

FCA outlines post-Brexit plans for UK asset management sector

Watchdog says it does not want to make any 'unnecessary changes'

clock 20 February 2023 • 2 min read
Client data at risk after Succession Wealth suffers cyber attack

Your Business

Client data at risk after Succession Wealth suffers cyber attack

Statement says the Aviva-owned firm ‘quickly launched an investigation’

clock 15 February 2023 • 1 min read
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