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Author profile

Rahul Odedra

Articles by Rahul Odedra

Regulation

FSA warns investors of GAM clone

The Financial Services Authority (FSA) has warned investors against dealing with a clone of asset manager GAM.

clock 08 December 2011 •

Your profession

A decade of the FSCS (and there are still growing pains)

As the Financial Services Compensation Scheme celebrates its tenth anniversary, what have been its successes and failings, and what do advisers make of the organisation?

clock 08 December 2011 • 3 min read

Your profession

Sanlam begins London client bank acquisition spree

Sanlam is to make its first client bank acquisition in London as part of efforts to expand its presence in the capital.

clock 07 December 2011 •

RDR

Quarter of low billing advisers 'to exit industry'

Advisers and intermediaries on lower incomes are significantly more likely to exit the industry post-RDR than their peers, according to research commissioned by the FSA.

clock 07 December 2011 •

ISAs

TISA welcomes Treasury ISA top-up plans

The Tax Incentivised Savings Association (TISA) has welcomed Treasury proposals which will give investors affected by the failure of financial firms the opportunity to use compensation to top up their ISAs beyond the current subscription limits.

clock 06 December 2011 •

Structured Products

DFM analysis shows direct investment shortcomings

Almost a third of discretionary fund managers (DFM) cannot deal with direct investments into structured products, according to an analysis of the market.

clock 06 December 2011 •

Investment

FSA to review sales of UCIS in 2012

The Financial Services Authority (FSA) is to conduct a review into the sale of unregulated collective investment schemes (UCIS) early next year.

clock 06 December 2011 •

Regulation

FSA fines HSBC £10.5m for mis-selling to elderly

The FSA has fined HSBC £10.5m for inappropriate investment advice provided by one of its IFA subsidiaries, NHFA Limited (NHFA), to elderly customers.

clock 05 December 2011 •

Economics / Markets

Five things your clients will call you about this week

Nationals round-up: Terry Smith delivers on his promises, a comparison of equity release and downsizing and what the eurozone crisis means for your clients.

clock 05 December 2011 •

Your profession

Ashcourt Rowan given green light for £8.5m capital boost

Ashcourt Rowan has been given the go-ahead for a potential £8.5m capital injection after a share placing was approved at its annual general meeting today.

clock 02 December 2011 •
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