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Author profile

Nicola Brittain

Nicola Brittain

Articles by Nicola Brittain

Your profession

SimplyBiz founder launches restricted national 'Project Refresher'

SimplyBiz founder Ken Davy has launched a national advisory business aimed at the restricted advice market.

clock 23 May 2012 •

Regulation

FSA 'very conscious' of industry feeling on FSCS levy

The FSA has said it is "very conscious" of the strength of feeling from financial advisers regarding the Financial Services Compensation Scheme (FCSC) levy in a written response to a recent petition from the FSCS Action Group.

clock 21 May 2012 •

Tax Planning

RSM Tenon pulls tax products after Budget move

Accountants and advisers RSM Tenon said it will not offer any new tax efficient products through its Specialist Tax Service following the government's anti-avoidance crackdown in the most recent Budget.

clock 17 May 2012 •

RDR

IFS develops 'SPS' for non-regulated advisers

The Institute of Financial Services has launched a Certificate of Professional Achievement (CPA) aimed at people in supervisory, training, planning or support functions who want to demonstrate their professionalism and commitment to financial services....

clock 17 May 2012 •

Regulation

FSA slams insurance firms' 'inadequate' work on Solvency II

The Financial Services Authority (FSA) has criticised insurance firms for inadequate planning in the run up to Solvency II in a letter distributed to firms yesterday.

clock 16 May 2012 •

Adviser / Broking

Adviser warns Standard Life's charging structure 'risks transfers'

A week after Standard Life said it would not add an adviser charging facility to some legacy products, one adviser argues that not doing so could lead to an increase in transfers following the Retail Distribution Review (RDR).

clock 16 May 2012 •

Regulation

FSA fines Swiss bank £525,000

The Financial Services Autority (FSA) has fined Swiss bank Habib AG Zurich £525,000 for failing to establish and maintain adequate anti-money laundering systems.

clock 15 May 2012 •

Regulation

MPs say increased awareness of FSCS would improve financial stability

The majority of MPs agree that increasing awareness of the Financial Services Compensation Scheme would improve consumer confidence and contribute to increased financial stability, according to a poll released today.

clock 15 May 2012 •

Protection

Claims management company regulation must be tightened - Which?

Consumer watchdog Which? has today called on the Justice Secretary Ken Clarke to investigate creating tougher regulation around the activities of claims management companies (CMCs).

clock 14 May 2012 •

Your profession

IFA jailed for conning widow out of £105,000

An IFA who conned a widow out of £105,000 to pay his debts, has begun a 32-month jail sentence.

clock 14 May 2012 •
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