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Author profile

Tom Ellis

Tom Ellis

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Articles by Tom Ellis

Regulation

Investment consultants clash with industry over competition investigation

Industry wanted investigation, FCA says

clock 14 September 2017 • 2 min read

Pensions

Six and counting: No end to SIPP consolidation yet, says FinalytiQ

'More M&A to come'

clock 13 September 2017 • 2 min read

Tax planning

Tax-efficient round-up: IHT income option from Seneca; Octopus ISA VCT launch

Latest market developments

clock 12 September 2017 • 3 min read

Regulation

FCA: All SIPP providers but one meeting cap ad rules

Rules introduced 12 months ago

clock 11 September 2017 • 2 min read

People

Meet the Adviser Champions: SimplyBiz's Tom Hegarty

Video series continues

clock 07 September 2017 • 2 min read

Regulation

FOS sides with Barclays on compensation for mis-sold £52,000 investment

High risk investment sold

clock 01 September 2017 • 2 min read

Regulation

FSCS clarifies it will not protect customers of failed funeral plans

May help in some 'limited circumstances'

clock 31 August 2017 • 1 min read

Regulation

Advisers critical of plans to remove them from FCA register

Regulator 'shirking responsibility'

clock 30 August 2017 • 2 min read

Wrap/platforms

Aviva to 'limit transactions' before final re-platforming move

Scheduled for late November

clock 29 August 2017 • 2 min read

Regulation

FCA confirms number of advisers will fall off register

Due to changes under Senior Managers regime

clock 29 August 2017 • 2 min read
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