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Author profile

Tom Ellis

Tom Ellis

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Articles by Tom Ellis

Your profession

Platforms, younger clients, embarrassing moments ... it's The Pro Adviser Podcast

Episode 1

clock 29 March 2019 • 1 min read

Regulation

Goldman Sachs slapped with £34m fine for MiFID II reporting failures

On transactions between November 2007 and March 2017

clock 28 March 2019 • 1 min read

Industry

7IM appoints new CEO from Barclays as Tom Sheridan steps down

Retires after 17 years

clock 28 March 2019 • 2 min read

Companies

Mattioli Woods buys SSAS advice firm for £4m

£380m assets under administration

clock 28 March 2019 • 1 min read

Technology

TISA to develop open standards to share people's investment data

13 member firms to oversee project

clock 28 March 2019 • 1 min read

Technology

Aegon updates business protection process for advisers

‘Faster, more intuitive online service’

clock 27 March 2019 • 1 min read

Regulation

HMRC wins £40m court case against tax avoidance scheme promoter

Used by 1,180 high-earners

clock 27 March 2019 • 2 min read

Regulation

Ex-Barclays trader found guilty of rigging EURIBOR - Reports

Eighth EURIBOR rate-rigging conviction by the Serious Fraud Office

clock 27 March 2019 • 1 min read

Companies

Nutmeg to raise more money through crowdfunding platform

Already raised £116m

clock 27 March 2019 • 1 min read

Technology

Aviva enhances protection platform for advisers

‘Most significant’ upgrade since launch

clock 25 March 2019 • 1 min read
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