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Author profile

Scott Sinclair

Scott Sinclair

Scott has been editor of Professional Adviser since 2010.

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Articles by Scott Sinclair

Investment

Fresh Keydata compensation fears for non-ISA investors

Investors in some Keydata structured plans who chose not to ‘tick the ISA box' still need clarification on their rights to claim for compensation, a victims' support group argues.

clock 18 November 2009 •

Your profession

David Ferguson: RDR isn't only about advice

Those of you with even a passing eye on the regulation of financial services will be more than aware of the major initiative currently under discussion and due to be implemented in 2012.

clock 17 November 2009 •

Your profession

FSA must get fixed cost definition 'bang on' - AIFA

The Association of IFAs (AIFA) says it is "absolutely vital" the FSA devises a fair method for firms calculating their Expenditure Based Requirement (EBR).

clock 06 November 2009 •

Your profession

Bank advisers embrace 'no regrets' promise in RDR push

Tied advisers are "just getting on" with meeting new minimum qualification proposals in the RDR by attaining QCF Level 4 under the FSA's ‘no regrets' promise.

clock 06 November 2009 •

Your profession

PIFs must hold three months' worth of fixed costs - FSA

All personal investment firms (PIFs) will have to hold capital resources worth three months of their annual fixed expenditure (the EBR), the FSA confirmed today.

clock 06 November 2009 •

Your profession

Yellowtail chief draws up advice 'manual' in new business bid

Plans to set up a number of turnkey solutions at Yellowtail Financial Planning are underway in a bid to increase profits without taking on more costs.

clock 06 November 2009 •

Individual Protection

Protection: Learning from Paxman and Parky

MorganAsh managing director Andrew Gething says real-life answers he has received to the question 'Have you ever had cancer?' are testament to the current problems of Q&A in protection...

clock 06 November 2009 •

Regulation

Level 3 'sufficient' for simplified advice - Aegon

The FSA should reconsider its proposals for qualification standards for simplified advice processes to determine where QCF level 3 might be sufficient, insurer Aegon says.

clock 05 November 2009 •

Protection

Resolution eyes further acquisitions after finalising Friends deal

Resolution chairman Mike Biggs says the company's life assurance consolidation project "is now underway" after this morning completing the acquisition of Friends Provident.

clock 05 November 2009 •

Mortgages

Mortgages Direct rebrands after joining Sesame

Mortgages Direct, the trading arm of property group Spicerhaart, is joining Sesame as one of the network's largest appointed representatives (ARs).

clock 05 November 2009 •
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