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Author profile

Scott Sinclair

Scott Sinclair

Scott has been editor of Professional Adviser since 2010.

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Articles by Scott Sinclair

RDR

Blog: After 2,000 pages, is the FSA's work on RDR done?

Helpfully, at the beginning of every FSA paper, there is a small section outlining who should read it.

clock 27 January 2011 •

Your profession

FSCP backs adviser practicing certificates

Clients will benefit from a prominently displayed practicing certificate, detailing their adviser's qualifications and commitment to professionalism, the Financial Services Consumer Panel (FSCP) says.

clock 27 January 2011 •

Your profession

IFA forced to up charges after £11k FSCS levy

An £11,000 FSCS bill to help cover the costs of claims against failed investment businesses including Keydata has forced one IFA to increase his hourly rate.

clock 26 January 2011 •

Your profession

Sesame Bankhall 'unlikely' to apply for accredited status

Sesame Bankhall Group has all but ruled itself out of applying to become an accredited body under the FSA's new professionalism regime.

clock 25 January 2011 •

Your profession

FSA wins 'kick in pants' award over literature

The FSA is being urged to "communicate in plainer English" after bagging the ‘Kick in the pants' trophy at an awards ceremony hosted by the Plain English Campaign (PEC).

clock 25 January 2011 •

Your profession

Succession adds £175m assets as trio join

Three firms have joined wealth manager and consolidator Succession Advisory Services, bringing with them funds under management totalling £175m.

clock 21 January 2011 •

Regulation

FSA on gap-fill: Reading 'suitable' material may count

The FSA has reiterated qualifications gap-fill should be structured CPD, but it says reading 'suitable material' is acceptable where it is not available for specific knowledge gaps.

clock 21 January 2011 •

Your profession

IFP hopes to issue first 'SPSs' in 12 months

The Institute of Financial Planning (IFP) has confirmed it will apply to become an accredited body under the FSA's new professionalism regime, and hopes to start confirming advisers' status in early 2012.

clock 21 January 2011 •

Investment

Close AM makes 'small' loss after Chartwell deal

Close Asset Management made a small loss in the five months to 31 December, due in part to the £17m acquisition of IFA Chartwell Group last year.

clock 21 January 2011 •

Your profession

CISI to apply for accredited body status

The Chartered Institute for Securities & Investment (CISI) will apply to become an accredited body under the FSA's new professionalism regime.

clock 21 January 2011 •
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