News

Your profession

Leeds-based adviser firm enters liquidation following pension transfer permission loss

Fell into administration this year

clock 20 January 2020 • 1 min read

Regulation

FCA admits not holding central record of fund suspensions - reports

The Financial Conduct Authority (FCA) has told the FT that it does not keep a record of investment fund suspensions.

clock 20 January 2020 • 1 min read

Your profession

Three things your clients may call you about this week… SJP director Morrissey admits clients may not understand fees

The transparency of fees, 'star' managers potentially going out of favour and IHT law changes - here's our weekly heads-up on the financial stories that may have caught your clients' attention over the weekend …

clock 20 January 2020 • 2 min read

Your profession

Niche's Mighty Duck: Advice firm's administrator makes GB ice hockey team

For 2022 Winter Olympics

clock 17 January 2020 • 2 min read

Your profession

National planning firm Perspective Financial Group appoints new chairman

30 years experience

clock 17 January 2020 • 1 min read

Estate planning

Equity release market growth stalls in 2019

£3.4bn released last year

clock 17 January 2020 • 1 min read

Your profession

St James's New Face? Advice giant appoints brand agency Landor to 'further reputation'

Following multi-agency pitch.

clock 16 January 2020 • 1 min read

Your profession

Financial planner writes to government to 'fight financial education battle'

Develop education course

clock 16 January 2020 • 2 min read

Regulation

Close Asset Management to compensate client for unwanted ongoing advice

Client invested £25,000 through DFM service

clock 16 January 2020 • 2 min read

Your profession

Phoenixing cases referred to FCA total 136

FSCS referred 19

clock 16 January 2020 • 1 min read