News

Individual Protection

Revealed: All the winners of the COVER Excellence Awards 2018

Who took prizes last night?

clock 05 October 2018 • 2 min read

Regulation

UK regulatory penalties for individuals drop £18m in a year

To below £1m

clock 05 October 2018 • 1 min read

Companies

Adviser complains of 'poachy' letter Aviva sent to customers

'Quite ridiculous'

clock 05 October 2018 • 2 min read

Regulation

EU regulators prepare for no-deal Brexit with MiFID II back-up plans

No-deal could mean market participants losing their authorisations

clock 04 October 2018 • 3 min read

Equities

IA reports first monthly retail outflows since Brexit vote

Negative retail sales in August

clock 04 October 2018 • 2 min read

Charging

Quarter of advisers saw 10%-plus pay rise after adopting DFM model

One-quarter of financial advisers have seen a pay rise greater than 10% after adopting the use of a discretionary fund manager (DFM), research for Rathbones undertaken by CoreData has suggested.

clock 04 October 2018 • 1 min read

Regulation

Suitability reports needed for advice against pension transfers - FCA

Into force from 4 October

clock 04 October 2018 • 2 min read

Regulation

FCA tightens triage rules, bemoans lack of guidance understanding

Rules to come in 1 January

clock 04 October 2018 • 2 min read

Regulation

Pension transfer specialists must be Level 4-qualified by Oct 2020 - FCA

Two years 'sufficient' for study

clock 04 October 2018 • 2 min read

Regulation

FCA delays decision on DB transfer contingent charging ban

May consult on 'new interventions' next year

clock 04 October 2018 • 2 min read