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UCIS

Regulation

FCA confirms UCIS paper delay 'to allow time to get it right'

The Financial Conduct Authority (FCA) has confirmed it is delaying the publication of final rules governing the sale and promotion of unregulated collective investment schemes (UCIS), saying it remains unclear on some issues and must be allowed time to...

clock 08 May 2013 •

Regulation

FCA pushes back UCIS paper until June

The Financial Conduct Authority (FCA) has delayed the publication of its final rules and guidance on unregulated collective investment schemes (UCIS) until June.

clock 30 April 2013 •

Investment

Ex-England cricketer Collingwood sues adviser for £300k

Former England cricketer Paul Collingwood and his wife are suing a financial adviser whom they accuse of losing more than £300,000 of their savings through risky investments.

clock 29 April 2013 •

Regulation

UCIS: four due diligence steps advisers must take

UCIS

clock 14 March 2013 • 6 min read

Economics / Markets

Five things clients will call you about this week

FIVE THINGS

clock 11 March 2013 •

Investment

Advisers off the hook for ARM and Rockingham claims

The Financial Services Compensation Scheme (FSCS) will not compensate investors bringing claims against Rockingham Independent for allegedly negligent advice - meaning there will be no additional levy for advisers.

clock 28 February 2013 •

Investment

Courtiers: UCIS ban is the one FSA move that will save people money

The Financial Services Authority's (FSA) proposal to ban the promotion of unregulated collective investment schemes (UCIS) to retail investors is the one move it has made which is likely to actually save people money, according to wealth manager Courtiers....

clock 26 February 2013 •

Alternative Investments

Harlequin Property hits problems with payments

Harlequin Property, a UK-based overseas property sales agent that is not regulated by the Financial Services Authority (FSA), is having problems issuing payments due under the terms of its agreement.

clock 15 February 2013 •

Managed solutions

FSA to clarify UCIS ban excludes VCTs, REITs

The Financial Services Authority (FSA) is set to make clear that venture capital trusts (VCTs) and real estate investment trusts (REITs) will not be included in a forthcoming ban on the sale of unregulated collective investment schemes (UCIS) to most...

clock 12 February 2013 •

Investment

Connaught investors prepare for TV appearance

Pension investors in the failed Connaught Series 1 fund are being urged to take part in a TV programme to highlight their plight.

clock 11 February 2013 •
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