UCIS
Regulation
A compliance officer has received a partial prohibition from the Financial Services Authority (FSA) for failing to prevent unregulated collective investment scheme (UCIS) mis-selling by one of his firm's directors.
17 August 2012
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Regulation
A former financial adviser has been prohibited from performing any regulated activities by the Financial Services Authority (FSA) for unregulated collective investment scheme (UCIS) failings.
10 August 2012
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Regulation
The Financial Services Authority (FSA) has frozen the assets of three companies suspected of running a land banking operation.
13 July 2012
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Regulation
The Financial Services Authority (FSA) has warned providers are still using confusion around independence requirements to promote unregulated collective investment schemes (UCIS) to advisers.
22 June 2012
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Regulation
The FSA has sent letters to IFAs demanding information on their advice around, and dealings with, unregulated collective investment schemes (UCIS) for retail clients over the last four years.
22 June 2012
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Offshore Investment
The Connaught Asset Management board has proposed winding up the suspended Connaught Income Series 2 offshore fund.
14 June 2012
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