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SEC

Your profession

Goldman to admit 'negligence' if fraud charge dropped

Goldman Sachs is to "sue for peace" in the fraud trial brought by the SEC over its Abacus vehicle.

clock 09 May 2010 •

ETFs

Banking on finance

Polarised views on the banking and financial sector have led flows to swing into and out of ETFs tracking this area. Alison Swersky looks at issues causing the split sentiment

clock 04 May 2010 • 5 min read

Your profession

FSA confirms unprecedented probe into Goldman Sachs

The FSA has today confirmed it will launch an unprecedented investigation into the international arm of US bank Goldman Sachs.

clock 20 April 2010 •

Economics / Markets

Buffett loses $1bn after Goldman charge

The value of Warren Buffett's options to buy Goldman Sachs shares fell by over $1bn after the SEC sued the investment banking giant on Friday.

clock 19 April 2010 •

ETFs

Van Eck files for two fixed income ETFs

Van Eck has filed with the US Securities and Exchange Commission to launch two fixed income ETFs, providing exposure to emerging markets local currency debt and investment-grade floating rate bonds.

clock 05 March 2010 •

ETFs

Chinese sovereign wealth fund uses ETFs for diverse exposure

China Investment Corporation, the Chinese sovereign wealth fund, is using ETFs to gain exposure to a diverse range of asset classes, according to a filing with the US Securities and Exchange Commission.

clock 10 February 2010 •

Investment

Mis-selling cloud hangs over success of life settlement funds

The corporate bond and life settlements markets have been the two big winners in the last 12 months in terms of attracting fund flows from advisers and their clients.

clock 06 October 2009 •

Investment

IFRS pensions reporting 'should be simpler'

Pensions reporting under International Financial Reporting Standards should be explained more simply with more disclosure of the uncertainties around accounting estimates.

clock 04 August 2006 •

uncategorised

Report critical of FSA staff and costs - papers 17th Dec

THE FINANCIAL Services Authority is operated by poor quality staff who have a "civil service mentality" and little understanding of the businesses they oversee, according to a report published in the Daily Telegraph .

clock 17 December 2004 •
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