FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS
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Regulator flags due diligence failings
Top of the list for the fifth year in a row
In an interview with Womanthology
Can ratings conflicts be resolved?
New report from lobby group
Including 'compliance surgery'
Suitability, MiFID II and pension transfers
Current test 'may not be suitable'
Legislation needs to be “as robust as possible”
Some commentary 'pretty alarmist'
24 January 2017
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2 min read
