Regulation

Regulation

FCA unveils Statements of Responsibilites guidance ahead of SM&CR

Rules into effect December 2019

clock 11 October 2018 • 3 min read

Regulation

FCA consults on rules for open-ended funds invested in illiquid assets

Follows 2016 suspensions in property sector

clock 08 October 2018 • 2 min read

Regulation

UK regulatory penalties for individuals drop £18m in a year

To below £1m

clock 05 October 2018 • 1 min read

Regulation

FCA chair eyes post-Brexit rule shake-up

Slams 'cycle of deregulation, crisis and regulation'

clock 02 October 2018 • 3 min read

Investment

In conversation with advisers: keeping fees transparent

Partner Insight: Cathi Harrison, director of para-sols and Apricity and Clare Farrell managing director at Northfield Wealth met in London recently to discuss the issue of fee transparency in relation to clients.

clock 02 October 2018 • 1 min read

Retirement

'Scrap AE in no-deal Brexit to help businesses', suggests home secretary

10 million people now saving

clock 17 September 2018 • 2 min read

Investment Trusts

AIC calls for suspension of 'toxic' KIDs

Could lead to 'disastrous decisions'

clock 11 September 2018 • 5 min read

Regulation

FCA hires competition director from the CMA

Joined CMA in 2014

clock 05 September 2018 • 1 min read

Investment

GAM starts to return cash in ARBF liquidation process

Follows suspension of manager Tim Haywood

clock 28 August 2018 • 3 min read

Regulation

Tom Baigrie: Have the stars aligned for the protection sector?

'Post-modern era of regulation'

clock 07 August 2018 • 3 min read