FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS
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Extended to 31 March 2021 for solo-regulated firms
FCA calls for industry views on post-Brexit prudential rules
'Catastrophic for unwitting investors'
Regulatory pressures
'Significant progess' made in FCA talks so far
Individual holdings breach limits
Premium listing would no longer be needed
Following FoI request
What advisers think
Breaching SEC rules
01 July 2020
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2 min read
