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PIA

Regulation

CEO of FCA forerunner 'could have brought down Thatcher'

Westland helicopter affair disclosed by former PIA chief

clock 12 October 2015 •

Investing in the profession

Revealed: PA Awards 2012 - the adviser nominees

Professional Adviser is proud to announce the shortlists for the adviser categories for the Professional Adviser Awards 2012, which take place next month.

clock 12 January 2012 •

Regulation

Davidson to push FSA to consider regulatory impact on advisers

The FSA must better assess the practical impact its ideas will have on the adviser community before introducing new regulations, urges its newest board member Amanda Davidson.

clock 25 March 2010 •

Investment

Paraplanner Zone: PIA's David James

Paraplanners play a key role in adviser firms up and down the country but, until now, their work has been mainly behind the scenes. However, the IFP's launch of a new paraplanner qualification has thrust their job into the spotlight.

clock 17 December 2009 •

Your profession

Having regard for reputation

If you want to improve reputation, you need to do reputable things and make sure that your reputation is not owned by someone else who can dictate what people should think of you. That is the philosophy which lies behind the case for a professional body...

clock 26 October 2006 •

Investment

Was it better in 'the old days'?

We are approaching the 20th anniversary of the Financial Services Act and I find myself reflecting on the achievements and failures of legislation and regulatory bodies to which it has delegated its powers.

clock 05 September 2006 •

Your profession

L&G endowments: PIA spotted process flaws in later years

The Personal Investment Authority knew about L&G's "procedural errors" which suggested advisers were mis-selling mortgage endowment policies, but did nothing to ensure improvements were made until 1999, the Financial Services and Markets Tribunal has...

clock 18 January 2005 •
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