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IFA

Regulation

Network: IFAs feel compliance departments are tying their hands

A growing number of IFAs are approaching network Best Practice saying they are being asked by other networks to adopt particular solutions when dealing with complex problems, technology director Keith Hare has said.

clock 10 June 2014 •

Your profession

My journey: From IFA to provider and back again

From IFA to provider and back again

clock 06 June 2014 •

Regulation

FCA bans IFA for failing to disclose info on transaction

The Financial Conduct Authority (FCA) has banned a sole trader for failing to disclose information it requested about a transaction made on behalf of a client.

clock 30 May 2014 •

Regulation

Advisers face £2.5m in FSCS compensation claims for new defaults

The Financial Services Compensation Scheme (FSCS) is facing claims worth around £2.55m for 12 investment and life & pensions firms newly declared in default - which would need to be paid for by investment adviser levypayers.

clock 28 May 2014 •

Adviser tips

Most IFA owners 'would sell early for right price'

Almost two-thirds of advice firm owners would sell up early for the right price, a poll has found.

clock 23 May 2014 •

Regulation

Three quarters of IFAs determined to stay independent - survey

Around three quarters of IFAs plan to stay independent despite a tougher stance from the regulator on the definition of independent advice, according to an industry survey.

clock 24 April 2014 •

Your profession

Attivo acquires IFA firm Anthony Etkind & Co

National wealth management firm Attivo group has acquired Northwood-based IFA Anthony Etkind & Co, supporting its drive to double in size by 2017.

clock 03 April 2014 •

Pensions

RP Poll: Unrestricted pensions access

In this week's quick-fire poll we ask: Do you think unrestricted pension access will be beneficial or detrimental to your clients?

clock 01 April 2014 •

Your profession

Bellpenny swells FUM by further £21m with latest purchase

Bellpenny, the national wealth manager and IFA acquirer, has acquired Essex-based Personal & Corporate Financial Solutions (PCFS).

clock 17 March 2014 •

RDR

National IFA chief calls for end to advice 'middle ground'

Chris Smallwood, the chief executive of Openwork-owned national IFA 2plan, has called on the regulator to crack down on what he said were 'misleading' terms used by some restricted advice firms to describe their services.

clock 03 March 2014 •
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