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IFA

Your profession

2plan CEO Chris Smallwood: You get the network you pay for

Networks don't collect enough money from their advisers to maintain sufficient systems and controls, which means they can only go one way - down, according to the chief executive of IFA network 2plan.

clock 11 March 2015 •

Regulation

Ex-IFA jailed for £3.5m Ponzi scheme

A former IFA has been jailed for ten years for defrauding investors of at least £3.5m in what has been branded a "classic Ponzi scheme".

clock 09 March 2015 •

Regulation

IFA, Goldman Sachs and Lloyds to head FCA's industry lobby panels

An IFA and the directors of banking giants Goldman Sachs and Lloyds will head up the panels that raise the industry's voice on policy making to the ear of the regulator.

clock 06 February 2015 •

Investing in the profession

IFA to launch D2C service to meet client demand

An IFA is to launch a non-advised investment proposition alongside its fully advised service to allow clients to "dip in and out of advice as they please".

clock 04 February 2015 •

Your profession

National IFA's adviser numbers sink by 64% since 2009

National IFA Positive Solutions has seen its adviser numbers tumble 64% in the last five years, though the level of departures seems to have stabilised.

clock 27 January 2015 •

Regulation

Network seeks investors after posting £106k pre-tax loss

Adviser network Financial Ltd is looking for investment to secure the future of the business after pre-tax losses more than doubled in the year ending March 2014, latest results have shown.

clock 16 January 2015 •

Regulation

IFAs take FOS to Court of Appeal over Keydata redress

Three IFAs are taking their case to the Court of Appeal in a bid to overturn a High Court ruling backing a Financial Ombudsman (FOS) decision that they should pay clients compensation for advice to invest in failed firm Keydata.

clock 14 January 2015 •

Your profession

Sense appoints development manager for expansion push

IFA network Sense has appointed a new development manager to oversee the firm's expansion throughout the coming year.

clock 22 December 2014 •

Regulation

Up to scratch? How networks are testing advisers' competence

Are advisers being forced to go above and beyond FCA requirements?

clock 14 November 2014 •

Your profession

Actuary buys IFA to boost financial planning arm

Actuary Punter Southall group has bought employee benefit and private client financial planning firm Blacktower Financial Advisers.

clock 12 November 2014 •
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