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FSA

Regulation

AIFA floats 'customer agreed liability' long-stop solution

The Association of Independent Financial Advisers (AIFA) has proposed the idea of ‘customer agreed liability' as a way of tackling the absence of a 15-year long stop on complaints.

clock 19 September 2012 •

Regulation

FCA wants most successful firms to be those best at TCF

The Financial Conduct Authority (FCA), one of the regulators due to replace the Financial Services Authority (FSA) next year, aims to develop a financial services market where the most successful firms are those that respond best to the needs of their...

clock 18 September 2012 •

Regulation

FSA is doing a good job (says 7% of public)

Few consumers think the Financial Services Authority (FSA) is doing a good job, research from the Association of British Insurers (ABI) suggests.

clock 18 September 2012 •

Structured Products

Compensation a step closer for Pritchard customers

The Financial Services Compensation Scheme (FSCS) is to begin sending application forms to customers of Pritchard Stockbrokers Limited in the comings weeks so they can claim compensation.

clock 18 September 2012 •

Wrap/platforms

This week's news... condensed

CONDENSED

clock 14 September 2012 •

RDR

What I really think: Rory Percival

WHAT I REALLY THINK

clock 14 September 2012 •

RDR

FSA probes firm over 'time is against us' commission letter

The Financial Services Authority (FSA) is understood to be examining the contents of a letter sent out by an IFA suggesting clients wanting to switch pension provider do so ahead of the upcoming commission ban, because it would be cheaper for them.

clock 14 September 2012 •

Regulation

FSA spends £1m a year on 'headhunters'

The Financial Services Authority (FSA) has spent an average of more than £1m annually in the last six years on the services of 'headhunting' businesses, tasked with finding suitable candidates for senior positions at Canary Wharf.

clock 14 September 2012 •

Economics / Markets

Tyrie says HBOS report must include review of FSA conduct

The Treasury Select Committee (TSC) is to appoint specialist advisers to oversee the drafting of a report by the Financial Services Authority (FSA) into the failure of HBOS.

clock 13 September 2012 •

RDR

FSA highlights PII considerations ahead of RDR

The Financial Services Authority (FSA) is urging firms to consider their professional indemnity insurance (PII) situation and client communications ahead of Retail Distribution Review (RDR) implementation.

clock 13 September 2012 •
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