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  • FSA

FSA

Your profession

FSA to push for simpler client documents

Consumers must be protected against data overload and given clear, simplified information so the FSA is reviewing several documents given to prospective clients, says its chairman Callum McCarthy.

clock 16 September 2005 •

uncategorised

IFA banned for failing to safeguard customers' interests

An IFA has been banned from trading by the Financial Services Authority (FSA) for two-years for mis-selling precipice bonds.

clock 16 September 2005 •

uncategorised

FSA says TCF will increase consumer confidence

Stephen Bland, the FSA's director of small firms, defended the regulator's treating customers fairly (TCF) initiative at Aifa's Leaders of the Industry lunch yesterday.

clock 14 September 2005 •

uncategorised

EMAG seeks Equitable compensation in Europe - papers 12th Sept

EQUITABLE LIFE policyholders will tomorrow urge the European Parliament's Petitions Committee to intervene in their battle to force the Government to pay compensation, say the Daily Telegraph .

clock 12 September 2005 •

Mortgages

Brokers encouraging clients to lie on mortgage apps

The Financial Services Authority has uncovered evidence suggesting mortgage brokers encourage their clients to lie on sub-prime mortgage applications.

clock 06 September 2005 •

Your profession

Which? calls for change to commission based payments

The consumer watchdog Which? has published a discussion paper calling on the financial services industry to work with it to restore consumer confidence by, among other things, reforming commission based payments.

clock 31 August 2005 •

Your profession

Thirty firms see changed FSA status

Thirty intermediary companies were forced to change their Financial Services Authority status during the last twelve months, the regulator has revealed.

clock 31 August 2005 •

uncategorised

Editorial: Mis-selling investigation prompted by flawed research

The FSA has set another precedent which suggests retrospective regulatory action could be looming over the heads of financial advisers yet again, and has done so on the back of research which doesn't reflect the UK population.

clock 26 August 2005 •

Investment

ABI enters Serps debate

The Association of British Insurers (ABI) has published a position paper on contracting out of the State Second Pension following the reports from the Financial Services Authority (FSA) and Which?.

clock 25 August 2005 •

Your profession

FSA extends long arm of the law

The Financial Services Authority (FSA) has signed extended an arrangement it has had in place with the City of London police to all polices forces in England and Wales.

clock 24 August 2005 •
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