professionaladviser_logo

FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS

pin Sign in Join
pin
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
logo
  • logo

    Search Professional Adviser

  • News
  • More

    Choose from below

    • Features
    • Opinion
    • Editor's View
    • People Moves
    • Market Movers
    • Feel Good Friday
    • Professional Adviser TV
  • Your Business
    • Recruitment
    • Platforms
    • MPS
    • Education
    • Technology
    • Paraplanning
    • Diversity
    • Succession planning
  • Your Profession
    • Pensions
    • Investment
    • Regulation
    • ESG
    • Protection
    • Estate planning
    • Tax planning
    • Retirement
  • Consumer Duty
  • Events
  • About

    Authors

    • Jen Frost
    • Jenna Brown
    • Sahar Nazir
    • Isabel Baxter

    Featured Content

    • Cost of Living
    • Partner Insight
    • InvestmentIQ
    • PA360 Watchlist

    Sister publications

    • BusinessGreen
    • COVER
    • Investment Week
    • Professional Pensions

    Incisive Media

    • Our company
    • Careers
  • Searchlogo

    Search Professional Adviser

    x
Join Sign in
 
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
    • Sign in

FSA

Mortgages

2006 could be the year of enforcement warns CML

This year could be "the year of regulation and enforcement" Michael Coogan, director general of the Council of Mortgage Lenders (CML), has warned.

clock 30 January 2006 •

Your profession

EU forces FSA to delay handbook reforms

The Financial Services Authority says it is delaying changes to the FSA Handbook on Training and Competence and the Approved Persons regime as a proposed EU directive could affect regulatory rules.

clock 27 January 2006 •

Mortgages

Market perception 'virtually unchanged' since mortgage regs

Mortgage regulation has prompted little dramatic change in consumers' perception of the mortgage market, but negative feelings remain about advisers' behaviour, according to the Council of Mortgage Lenders.

clock 27 January 2006 •

Your profession

IFAs face 'spiral of decline' says FSA

IFA firms could get caught in a "spiral of decline" with falling revenues, increasing costs of conducting business, competition from banks and a lack of investment in low-growth firms, according to the Financial Services Authority (FSA).

clock 26 January 2006 •

Regulation

Analysis: Cost of fair treatment too high for IFAs

Berkeley Berry Birch's decision to withdraw its appeal to the Financial Services and Markets Tribunal has raised questions about the fairness of the UK financial services regulatory regime's appeals process in relation to IFAs and whether, in reality,...

clock 26 January 2006 •

Your profession

Page retires from FSA

The Financial Services Authority (FSA) has announced the retirement of Oliver Page, director of major retail groups and financial stability sector leader.

clock 26 January 2006 •

Your profession

Banks told to tackle online fraud

The Financial Services Authority is encouraging banks to further engage consumers in the fight against online banking fraud, after research found consumer confidence is "fragile".

clock 24 January 2006 •

Protection

Intermediaries could be affected by FSA mistake

Thousands of intermediaries and hundreds of insurers may have to rewrite their Terms of Business Agreements (TOBAs) because of a lack of clarity from the Financial Services Authority (FSA) over client money rules, a City law firm has warned.

clock 20 January 2006 •

Your profession

LibDems tell FSA to rethink approval proposals

The Liberal Democrats have urged the Financial Services Authority to reconsider scrapping the approved persons regime in the wholesale market, arguing the move would further undermine the financial services sector.

clock 19 January 2006 •

uncategorised

FSA to give harsher penalties to rule breakers - papers 19th January

THIS MORNING'S papers are discussing the speech by the FSA's head of enforcement, in which she says the watchdog is ready to be harsher with rule-breakers.

clock 19 January 2006 •
402403404
  • Contact Us
  • Marketing Solutions
  • About Incisive Media
  • Privacy Settings
  • Careers
  • Terms & Conditions
  • Policies
FOLLOW US
Incisive Media

© Incisive Business Media Limited, Published by Incisive Business Media Limited, New London House, 172 Drury Lane, London WC2B 5QR. Registered in England and Wales with company registration number 09178013. Part of Arc network, www.arc-network.com

DIGITAL PUBLISHER OF THE YEAR
right wallpaper ad
Loading.gif?page type=listing page&tag=fsa