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FSA

Regulation

FSA escapes censure over equity release investigation

The Financial Services Authority (FSA) has been cleared of wrongdoing by the Complaints Commissioner after a consumer complained over its handling of alleged mis-selling of an equity release-style scheme.

clock 14 December 2012 •

Economics / Markets

Queen brands FSA 'toothless'

The Queen has spoken about "lax" City workers and a banking regulator which "didn't have the teeth" to intervene as she discussed the causes of the financial crisis during a visit to the Bank of England

clock 14 December 2012 •

Investment

Nottingham BS & Shepshed to merge

Nottingham Building Society and Shepshed Building Society have agreed in principle that the two societies should merge.

clock 13 December 2012 •

Regulation

Love rat investment banker jailed for insider dealing

A two-timing investment banker has been jailed for two years and eight months for insider dealing.

clock 13 December 2012 •

Investing in the profession

The IFAonline heroes and villains of 2012

HEROES & VILLAINS

clock 13 December 2012 •

RDR

Independent or tied? The best advice may lie somewhere in the middle

MONEY IN THE MIDDLE

clock 13 December 2012 •

Mortgages

FSA fines and bans mortgage group directors

Directors of Black and White Group, Chris Ollenrenshaw and Thomas Reeh have both been fined a total of £60,000 by the regulator, while Adrian Childs and Ollerenshaw have been banned.

clock 12 December 2012 •

Investment

Treasury pushes FSA to act on interest rate swap mis-selling

The Financial Services Authority (FSA) has agreed to implement a six month maximum time scale for banks to complete their review and offer redress over interest rate swap mis-selling.

clock 12 December 2012 •

Regulation

Hector Sants joins Barclays

Former Financial Services Authority (FSA) chief executive Hector Sants has joined Barclays.

clock 12 December 2012 •

Regulation

FSA warns asset managers on outsourcing risks

The Financial Services Authority (FSA) is warning asset managers that outsource activities to external service providers to exercise "care and diligence" when entering into any arrangement, and to ensure they have a "robust" exit plan should something...

clock 11 December 2012 •
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