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FSA

Your profession

FSA launches new tools for small firms

The FSA has published new tools to help advisers assess customer needs, communicate with customers (suitability letters) and manage information.

clock 20 June 2007 •

Your profession

FSCP commission stance sparks adviser anger

The Financial Services Consumer Panel has sparked fury amongst IFAs after a call to end commission payments over the weekend.

clock 19 June 2007 •

Investment

Govt must consider advice on personal accounts - AIFA

The Association of IFAs says the Government must consider the need for advice on personal accounts before the scheme can be fully embraced.

clock 18 June 2007 •

Your profession

FSA urged to bin commission

The Financial Services Consumer Panel says a move by the FSA to end commission payments is the only way to avoid mis-selling scandals in the future.

clock 16 June 2007 •

uncategorised

IFAs to benefit from £1,000bn SIPPs growth

Total pension assets available to wealth managers are set to rise from £310bn to around £1,310bn for potential maximum affordable contributions, according to new research.

clock 15 June 2007 •

Your profession

Goodbye to the Menu!

So, the FSA have now announced that the menu document will disappear from the end of the year. I don't know if I should laugh with relief or cry about what will follow.

clock 14 June 2007 •

Your profession

TCF breaches 'dominate FSA fines'

Four in ten fines meted out by the FSA now concern TCF breaches, according to research from Reynolds Porter Chamberlain.

clock 13 June 2007 •

Your profession

IFA firm hit with £42,000 fine

Poor management and complaints handling failures have seen an IFA firm cop a £42,000 fine from the FSA.

clock 11 June 2007 •

Your profession

Extra regulation for private equity firms - FSA

The FSA will expand the regulatory regime for private equity firms after assessing the impact of private equity on the UK wholesale markets.

clock 11 June 2007 •

uncategorised

FSA issues life ban on illegal insurer

David William King has been banned for life for selling 1,800 insurance policies without authorization.

clock 07 June 2007 •
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