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FSA

Mortgages

'Whole of market' need not include direct mortgage deals - Sants

Hector Sants has confirmed that the FSA's definition of ‘whole of market' takes into account the fact that many mortgage deals are not offered through intermediaries.

clock 07 May 2008 •

Investment

ETFs could thrive in post-RDR world - BGI

The post-RDR ‘new world' of financial advice may be perfectly suited to alternative investments like Exchange Traded Funds (ETFs), according to Barclays Global Investors (BGI).

clock 07 May 2008 •

Your profession

FSA bosses keep jobs despite NRock failures

The FSA has not sacked a single member of staff over the failed supervision of Northern Rock it was revealed today.

clock 06 May 2008 •

Mortgages

FSA warns of heavier fines as fifth mortgage IFA banned

A south London mortgage adviser has been banned indefinitely for doctoring seven mortgage applications and submitting them to lenders.

clock 06 May 2008 •

Mortgages

FSA confusion over TCF and direct deals

The FSA appears to be uncertain about the TCF implications of mortgage brokers no longer being able to access the best deals in the marketplace.

clock 30 April 2008 •

Your profession

Market rumour 'cheating' on rise in London

Market misconduct ahead of major takeover deals in London is on the rise, jeopardising the City's status as an international financial centre, the FSA warns.

clock 30 April 2008 •

Mortgages

FSA bans broker for RMAR failures

A Surrey-based mortgage broker has been banned by the FSA from performing regulated business for reporting failures.

clock 29 April 2008 •

Your profession

Advice and sales model could hurt millions - Aegon

Millions of consumers could miss out on professional financial advice if the FSA's simplified advice and sales model is created, Aegon warns.

clock 29 April 2008 •

Your profession

RDR interim report: Banning IFA commission not 'practicable' but cap considered

Banning payments from manufacturers to distributors, including commission, is not practicable at the present time, the FSA says in its RDR interim report.

clock 29 April 2008 •

Your profession

RDR interim report: FSA mulling IFA incentive scheme

The FSA is considering providing incentives for IFA firms who "do the right thing".

clock 29 April 2008 •
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