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FSA

Your profession

Brown confirms 6 May General Election date

Gordon Brown has confirmed the General Election will be held on 6 May, with the state of the economy and the future of financial services regulation to be the key manifesto targets.

clock 06 April 2010 •

Your profession

Adviser banned for TCF failings

An adviser has been banned by the FSA for exposing customers to the risk of receiving unsuitable advice and failing to take remedial action.

clock 01 April 2010 •

Your profession

Did you spot our April Fools story?

Most did, some didn't (you know who you are!).

clock 01 April 2010 •

Your profession

Blog: FSA crackdown on adviser attire welcome

It's not often I praise the FSA but I must say the concept of insisting advisers dress according to a certain code makes complete sense to me.

clock 01 April 2010 •

Your profession

NEST charge proves folly of Basic Advice - Sesame

A 2% contribution charge levied on members of NEST suggests the FSA's Basic Advice scheme will fail, Sesame says.

clock 01 April 2010 •

RDR

Where now for platforms?

IFAonline editor Katrina Baugh on the FSA’s recent Discussion Paper on platforms.

clock 01 April 2010 •

Your profession

Record fines handed down by 'tough' FSA - papers

The get-tough attitude of the FSA in response to the credit crunch has produced a second successive year of record breaking fines.

clock 01 April 2010 •

Your profession

If it were a football match - A sideways glance at RDR

Now that you have all read the FSA's latest RDR paper in full (naturally), IFAonline welcomes you to its ever-so-slightly leftfield guide to last week's developments...

clock 31 March 2010 •

Regulation

Gartmore shares slide 30% on Rambourg suspension

Gartmore has suspended high profile fund manager Guillaume Rambourg pending the outcome of an internal investigation in relation to trading breaches.

clock 30 March 2010 •

Your profession

FSA charges third man in insider dealing case

The FSA has charged a third individual linked to the Littlewood insider dealing case.

clock 30 March 2010 •
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