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Financial Conduct Authority

Investment

Calls for FCA to investigate fund manager pay

The fund management industry is "ripe for investigation" regarding pay packages, according to the Institute of Directors (IoD).

clock 02 March 2015 •

Pensions

RP: Five things you might have missed

Have you missed this week's pensions news? Here's Retirement Planner's round-up of the top five stories this week.

clock 26 March 2014 •

Regulation

Inducements: Separating right from wrong

How to stay on the right side of the regulator

clock 14 March 2014 •

Regulation

Commissioner dismisses traders' complaint against FSA

The Financial Services Complaints Commissioner has dismissed a complaint by a group of London traders against the Financial Services Authority (FSA) for its handling of alleged market abuse on a number of exchanges dating as far back as 2007.

clock 21 May 2013 •

Regulation

FCA to monitor Twitter for signs of mis-selling

The chief executive of the incoming Financial Conduct Authority (FCA) has said the body will be "much broader" in its approach to identifying mis-selling and other problems - including monitoring Twitter.

clock 28 March 2013 •

Investing in the profession

Trust campaign will go on without founder

The Question of Trust campaign will go on despite its founder pulling out after failing to get the incoming Financial Conduct Authority (FCA) on board.

clock 12 November 2012 •

Regulation

Wheatley waves goodbye to 'old way of doing things'

The Financial Services Authority (FSA) was aware of the mis-selling of payment protection insurance (PPI) as long ago as 2005 but was hampered from reacting adequately due to flaws in its regulatory approach, Martin Wheatley has admitted.

clock 17 October 2012 •

Regulation

FCA: we will go further than FSA on product suitability

The Financial Conduct Authority (FCA) will likely "go further" than the Financial Services Authority (FSA) in challenging providers on their products' target markets and charges.

clock 16 October 2012 •

Regulation

Govt to revisit FCA's warning notice powers

The disclosure of warning notices is a key part of the government's vision for the Financial Conduct Authority (FCA) but the power will be scrapped if used inappropriately, the House of Lords heard.

clock 16 October 2012 •

Regulation

FCA to outline product banning powers

The head of the incoming Financial Conduct Authority (FCA) is set to outline how the new regulator will seek to restrict potentially harmful products from coming to market.

clock 16 October 2012 •
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