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Financial Conduct Authority

Investment

Terry Smith suggests platforms exacerbate fund liquidity issues - reports

‘Can’t list fund on a platform unless it’s daily dealing’

clock 09 March 2020 • 1 min read

Regulation

FCA's Megan Butler: Regulator faces 'struggle' to achieve diversity at senior levels

Women in Investment Festival

clock 04 March 2020 • 2 min read

Regulation

FCA reveals extent of '10% rule' breaches - reports

Following FoI request

clock 04 March 2020 • 1 min read

Companies

JPM set to enter UK personal banking market - reports

Will offer savings and loan products

clock 24 February 2020 • 1 min read

Regulation

FSCS forks out £2.7m to 135 LCF customers

In relation to 151 bonds

clock 17 February 2020 • 2 min read

Companies

Failed Hull-based IFA firm receives 150 FSCS complaints

Unauthorised introducers

clock 13 February 2020 • 1 min read

Your profession

Second MP joins FSCS levy reform fight after adviser letter

Second MP to respond

clock 06 February 2020 • 2 min read

Regulation

PI Insurance hikes spark exodus from DB transfer advice

More than 30 firms pull out in just three months

clock 20 January 2020 • 3 min read

Regulation

Close Asset Management to compensate client for unwanted ongoing advice

Client invested £25,000 through DFM service

clock 16 January 2020 • 2 min read

Regulation

FCA accused of aiding scammers through its register

Advisers describe it as a “complete shambles”

clock 16 December 2019 • 2 min read
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